PART 111 -- CUSTOMS BROKERS

Sec.

111.0 Scope.

Subpart A -- General Provisions

111.1 Definitions.

111.2 License and district permit required.

111.3 Transactions for which license is not required.

111.4 Transacting customs business without a license.

111.5 Representation before Government agencies.

Subpart B -- Procedure To Obtain License or Permit

111.11 Basic requirements.

111.12 Application for license.

111.13 Examination of applicant for individual license.

111.14 Investigation of the applicant.

111.15 Issuance of license.

111.16 Denial of license.

111.17 Review of the denial of a license.

111.18 Reapplication for license.

111.19 Permits.

Subpart C -- Duties and Responsibilities of Customs Brokers

111.21 Record of transactions.

111.22 Additional record of transactions.

111.23 Retention of records.

111.24 Books and records.

111.25 Records shall be available.

111.26 Interference with examination of records.

111.27 Audit or inspection of records.

111.28 Responsible supervision.

111.29 Diligence in correspondence and paying monies.

111.30 Notification of change of business address, organization, name, or location of business records; status report.

111.31 Conflict of interest.

111.32 False information.

111.33 Government records.

111.34 Undue influence upon Government employees.

111.35 Acceptance of fees from attorneys.

111.36 Relations with unlicensed persons.

111.37 Misuse of license or permit.

111.38 False representation to procure employment.

111.39 Advice to client.

111.40 Protests.

111.41 Endorsement of checks.

111.42 Relations with person who is notoriously disreputable or whose license has been suspended, canceled ``with prejudice,'' or revoked.

111.43 Display of license and permits.

111.44 Limitation of liability.

111.45 Revocation by operation of law.

Subpart D -- Cancellation, Suspension, or Revocation of License or Permit, or Monetary Penalty in Lieu Thereof

111.50 General.

111.51 Cancellation of license or permit.

111.52 Voluntary suspension of license or permit.

111.53 Grounds for suspension or revocation of license or permit or monetary penalty in lieu thereof.

111.54 Appropriate officer of the Customs.

111.55 Investigation of complaints.

111.56 Review of report on investigation.

111.57 Determination by Commissioner.

111.58 Content of statement of charges.

111.59 Preliminary proceedings.

111.60 Request for additional information.

111.61 Decision on preliminary proceedings.

111.62 Contents of notice of charges.

111.63 Service of notice and statement of charges.

111.64 Service of notice of hearing and other papers.

111.65 Extension of time for hearing.

111.66 Failure to appear.

111.67 Hearing.

111.68 Proposed findings and conclusions.

111.69 Recommended decision by hearing officer.

111.70 Additional submittals.

111.71 Immaterial mistakes.

111.72 Dismissal subject to new proceedings.

111.73 Partial proof of charges.

111.74 Decision and notice of suspension or revocation or monetary penalty.

111.75 Appeal from the Secretary's decision.

111.76 Reopening the case.

111.77 Notice of reinstatement.

111.78 Reprimands.

111.79 Employment of broker who has lost license.

111.80 Saving provision.

111.81 Settlement and compromise.

Subpart E -- Monetary Penalty

111.91 Grounds for imposition of a monetary penalty; maximum penalty.

111.92 Notice.

111.93 Application for relief.

111.94 Decision of appropriate Customs officer.

111.95 Supplemental petition for relief.

111.96 Fees.